THEIR INFO:
Services
We are knowledgeable, professional, responsive and extremely capable.
Recovery & Arbitrations
Security & Investment
Causes of Action
Client Recoveries
Why Choose Us?
We handle securities arbitrations and litigation involving a variety of investment products and legal claims:
Stockbroker Misconduct
Stockbroker Theft
Excessive Fees
Trustee Management
Detecting Stockbroker Fraud . . .
Privacy Policy & Disclaimer
Your privacy is very important to us. Accordingly, we have developed this Policy in order for you to understand how we collect, use, communicate and disclose and make use of personal information.The following outlines our privacy policy. . . . .
What is Investment Securities Arbitration?
Arbitration is a binding dispute-resolution process in which an impartial arbitrator or panel of arbitrators hear the evidence and decide how the dispute is resolved. An arbitration award is a final resolution and can be filed in court to have the same effect as a court judgment. Many brokerage firms require their clients to sign agreements stating that they will use arbitration, rather than take legal action, in the event of a disagreement. Stock, futures, or options exchanges and other professional or regulatory associations are often involved in administering arbitration proceedings.
Who are the Arbitrators?
Arbitrators are diverse people from many different walks of life. Their profiles detail their education, work history, experience, involvement with investment issues, and other relevant background and qualifications. If accepted, the potential arbitrators receive training, and their names and profiles go into a pool from which arbitrators are randomly selected for a given case., Some arbitrators work in the securities industry; others may be teachers, homemakers, investors, business people, medical professionals, or lawyers. Arbitrators should be fair and impartial.