THEIR INFO:
Investor Protection
As part of our ongoing commitment to protection of the investing public from unscrupulous investment practices and firms, the Securities and Trade Commission offers a portal for both checking a company’s current licensing status and if applicable, disciplinary history.
Company Check
If you have been approached by an unlicensed company with an offer of financial products or services or you have a specific complaint that you wish to lodge you may use this page to report the company to the Securities and Trade Commission.
Complaint Registration
The Securities and Trade Commission relies on such reports from clients all around the world to ensure that our black list of cold callers and fraudulent brokers is up to date.
Fraud Prevention
Avoiding becoming a victim of investment fraud starts with education and following some simple dos and don’ts can help you make investments with the knowledge that your investment dollars are in safe hands.