THEIR INFO:
As a specialized commission, this office conducts
inquiries and investigations into matters associated
with fraud, suspect documents and money laundering.
We are an independent regulatory commission for
investment firms. We exist to ensure that the corporate
finance industry is conducting business fairly and under
the guidance and supervision of policies set forth by
the United States. We are committed to protecting the
investing public and maintaining the market integrity
through efficient governance and regulation of the industry.
How We Are Funded We receive funding from the Congress
and we are answerable to the Treasury Department concerning
financial allocation and distribution to employees.
We do not accept or charge any fees for any of the services
we provide.