The Financial Securities Rulemaking Board Mandate:
As the name implies the mandate of the Financial
Securities Rulemaking Board is to oversee, regulator
and enforce the federal securities laws relating to
corporate Mergers and Acquisitions (M&A).
Secondary to our primary mandate but of no less
importance, we interact with the various corporate
and legal entities we may encounter during a merger
or acquisition.
In addition, we have a responsibility to ensure that
all parties involved in any transaction conduct their
business in a fair and transparent manner.
We believe that good regulation is good for
business, when fraud does occur; it damages the
integrity of the entire M&A industry, we adopt
a policy of strict adherence and interpretation
of the appropriate Federal and State legislation's.
One of the key trends the Financial Securities
Rulemaking Board must deal with is the global
integration of M&A participants.