Securities Trading Board - Washington, DC

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Securities Trading Board

Email: compliance@gov.sectb.org ... SecTB applies certain thresholds, to determine whether it is appropriate for us to respond to a probity check request.

Welcome to the Securities Trading Board

The Commission's major policy consists of supervising, managing and implementing all federal securities laws which are related to Mergers and Acquisitions. The Commission is involved in the promotion of correct and appropriate information and also interested in protecting the interests of the investors while interacting with corporate and legal organizations they meet and get involved during the process. Following this policy, Commission is responsible for guaranteeing a successful transaction based on just and appropriate business rules.

The global integration of capital markets involves a great number of participants. As it provides the possibility of capital flows or the chance of taking personal advantage of some investors, the main objectives of Commission is to prevent violations of any kind while trading - asking all the entities involved for following the regulations established. Reliability and ethical premises are the basics of a respectable and serious market development. Fraudulent activities damage not only the integrity of the market, but also destroy client's trust. Federal and State legislations must be accepted, interpreted and put into practice by all the investors in order to achieve a proper and efficient administration of the Mergers and Acquisitions.

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