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Suspicious Authorities - United States of America
Office of Financial Affairs
Address:
879 13th Street Northwest Washington, DC, 20005 United StatesTelephone:
-Fax:
-Website:
ofinaf.orgWebsite 2:
-Office of Financial Affairs
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Read more. - Office of Financial Affairs
Restricted Stock. Insider holdings that are under some other kind of sales restriction. Restricted stock must be traded in compliance with special regulations.
Contact Us - Office of Financial Affairs
Address: 879 13th Street Northwest Washington, DC, 20005 United States Email: [email protected].org. Contact Form. Name: *. Company :.
The Office of Financial Affairs is established to promote investor confidence in the securities and capital markets by providing more structure and government oversight. The mission of the Office of Financial Affairs is to protect investors and maintain integrity of the securities industry, overseeing major participants in the industry, including stock exchanges, broker-dealers, investment advisors, mutual funds, and public utility holding companies. The Office of Financial Affairs is concerned primarily with promoting disclosure of important information, enforcing securities laws, and protecting investors who interact with these various organizations and individuals..
Crucial to the Office of Financial Affairs's effectiveness is its enforcement authority. Each year the Office of Financial Affairs brings more enforcement actions against individuals and companies that break the securities laws. Typical infractions include insider trading, accounting fraud and providing false or misleading information about securities and the companies that issue them.
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