OUR MANDATE. As the name implies the mandate of the National Compliance Regulatory Board is to oversee, administer and enforce the federal securities ...
Rule 144: Selling Restricted Securities. When you acquire restricted securities or hold control securities, you must find an exemption from the US Regulator's ...
Our Location: 445 S. Figueroa Street, Suites 3100-3500, Los Angeles, California, 90071. Phone: . Fax: 323.978.5123. E-Mail: info@natcrb.org ...
As the name implies the mandate of the National Compliance Regulatory Board is to oversee, administer and enforce the federal securities laws relating to Corporate Mergers and Acquisitions (M&A). Secondary to our primary mandate but of no less importance, we interact with the various corporate and legal entities we may encounter during a merger or acquisition. In addition, we have a responsibility to ensure that all parties involved in any transaction conduct their business in a fair and transparent manner.