Commission on Financial and Securities Compliance
Address:
911 Lee Avenue, Lafayette, LA 70501
Telephone:
001 337 210 8168 ext. 130
Fax:
001 337 205 8679
Website:
commfsc.com
Website 2:
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Our Mandate. As the name implies the mandate of the Commission on Financial and Securities Compliance is to oversee, administer and enforce the federal ...
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Rule 144: Selling Restricted Securities. When you acquire restricted securities or hold control securities, you must find an exemption from the US Regulator's ...
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About Us. The Commission on Financial and Securities Compliance's role is to establish government oversight. Our mission is to protect participants in the ...
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Commission on Financial and Securities Compliance 911 Lee Avenue, Lafayette, LA 70501. Telephone: 1.337.210.8168. Fax: 1.337.205.8679
The Commission on Financial and Securities Compliance's role is to establish government oversight. Our mission is to protect participants in the mergers and acquisitions industry. The Commission on Financial and Securities Compliance is concerned primarily with disclosure of important information, enforcing M&A laws, and protecting participants who interact with these various organizations and individuals.
Crucial to the Commission on Financial and Securities Compliance's effectiveness is its enforcement authority. Each year we bring more enforcement actions against individuals and companies that break U.S laws. Typical infractions include accounting fraud, and providing false or misleading information.
Aside from administering and enforcing federal M&A laws in order to maintain fairness, honesty and efficiency, the Commission on Financial and Securities Compliance has continuously committed itself to disseminating information in a timely and efficient manner, one channel of which is through its website that offers a wealth of informational resources.
Fighting fraud however, requires teamwork. At the heart of effective protection is an educated and cautious participant. The Commission on Financial and Securities Compliance is the primary overseer and regulator of the mergers and acquisitions industry, and we work closely with many different institutions, and agencies.
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