Centerpoint Financial Regulatory Board
Address:
Esquire Plaza, 1215 K Street, 17th Floor, Sacramento, California, 95814
Telephone:
001 916 588 3374 ext. 130
Fax:
001 916 720 0199
Website:
centerpointfrb.com
Website 2:
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Warnings and Alerts. Aggressive Stock Promotions Target Unwary Investors · Investors Beware of Certain Stock Promotion Practices · Pump and Dump and ..
centerpointfrb.com/page.php?p=career
Join to our Team. The Center Point Financial Regulatory Board currently employs over 250 staff. This is a mixture of permanent staff and fixed term contract staff.
www.centerpointfrb.com/page.php?p=how-to-complain
E-mail: contact@centerpointfrb.com. 4. How will my complaint be handled? Your complaint will be investigated by a senior member of staff, who is independent ..
www.centerpointfrb.com/page.php?p=faq7
Rule 144: Selling Restricted Securities. When you acquire restricted securities or hold control securities, you must find an exemption from the US Regulator's ..
About Us
The Center Point Financial Regulatory Board's role is to establish government oversight. Our mission is to protect participants in the mergers and acquisitions industry. The Center Point Financial Regulatory Board is concerned primarily with disclosure of important information, enforcing M&A laws, and protecting participants who interact with these various organizations and individuals.
Crucial to the Center Point Financial Regulatory Board's effectiveness is its enforcement authority. Each year we bring more enforcement actions against individuals and companies that break U.S laws. Typical infractions include accounting fraud, and providing false or misleading information.
Aside from administering and enforcing federal M&A laws in order to maintain fairness, honesty and efficiency, the Center Point Financial Regulatory Board has continuously committed itself to disseminating information in a timely and efficient manner, one channel of which is through its website that offers a wealth of informational resources.
Fighting fraud however, requires teamwork. At the heart of effective protection is an educated and cautious participant. The Center Point Financial Regulatory Board is the primary overseer and regulator of the mergers and acquisitions industry, and we work closely with many different institutions, and agencies.
Our Mandate
As the name implies the mandate of the Center Point Financial Regulatory Board is to oversee, administer and enforce the federal securities laws relating to Corporate Mergers and Acquisitions (M&A).
Secondary to our primary mandate but of no less importance, we interact with the various corporate and legal entities we may encounter during a merger or acquisition.
In addition, we have a responsibility to ensure that all parties involved in any transaction conduct their business in a fair and transparent manner.
We believe that good regulation is good for business, when fraud does occur; it damages the integrity of the entire M&A industry, we adopt a policy of strict adherence and interpretation of the appropriate Federal and State legislation's.
One of the key trends the Center Point Financial Regulatory Board must deal with is the global integration of M&A participants.
The Center Point Financial Regulatory Board's role is to establish government oversight. Our mission is to protect participants in the mergers and acquisitions industry. The Center Point Financial Regulatory Board is concerned primarily with disclosure of important information, enforcing M&A laws, and protecting participants who interact with these various organizations and individuals.
