Bureau of Compliance and Regulatory Board

Address:

Telephone:

Fax:

Website:

Website 2:

Bureau of Compliance Regulatory Board

Our Mandate. As the name implies the mandate of the Bureau of Compliance Regulatory Board is to oversee, administer and enforce the federal securities laws ...

FOR OUR DUE DILIGENCE REPORT, PLEASE VISIT THE FOLLOWING (LINK) 

SCHEDULE A
NOTICE OF CLASS ACTION SUIT
(SUMMARY)
CLASS ACTION
Plaintiffs
vs.
William Campbell, Rose and Cranfield, Converge Financial Services, Finaxa Settlements, Eaton Capital Americas, Finsolve, Advance Partners LLC, Cambridge Financial Partners LLC, Impact Finance, Manning Capital Inc., Dixon Perrot and Champion, Norsk Financial, Cooper Company Management, BNY Trading, Flemming Advisory, M&A Securities Group LLC, Pacific Continental, Ideal Merger Group, Petro Azerbaijan Corp., Anagram Plus Inc, AUFI, Blue Torch (BTOR), Vantage Equity, UDTT, Junum Inc., Spencer and Richardson Financial, Simba Mines Holdings, Douglas Ellis, Clayton Capital, East Financial Group, Fortune Gaming Corp., Instadial Tech., ISOF, Menders Prior Europe, Miller & Ross, Nanotech Industries, Raging Media Group, Sparta Matrix, TV Guide China, Warrick Management Group and its affiliates
TO: ALL William Campbell, Rose and Cranfield, Converge Financial Services, Finaxa Settlements, Eaton Capital Americas, Finsolve, Advance Partners LLC, Cambridge Financial Partners LLC, Impact Finance, Manning Capital Inc., Dixon Perrot and Champion, Norsk Financial, Cooper Company Management, BNY Trading, Flemming Advisory, M&A Securities Group LLC, Pacific Continental, Ideal Merger Group, Petro Azerbaijan Corp., Anagram Plus Inc, AUFI, Blue Torch (BTOR), Vantage Equity, UDTT, Junum Inc., Spencer and Richardson Financial, Simba Mines Holdings, Douglas Ellis, Clayton Capital, East Financial Group, Fortune Gaming Corp., Instadial Tech., ISOF, Menders Prior Europe, Miller & Ross, Nanotech Industries, Raging Media Group, Sparta Matrix, TV Guide China, Warrick Management Group and its affiliates
THIS NOTICE MAY AFFECT YOUR RIGHTS. PLEASE READ THE COMPLETE NOTICE CAREFULLY.
I. Purpose of this
Notice.
There is now pending in the Federal Court for the Bureau of Compliance and Regulatory Board a class action lawsuit entitled PLAINTIFFS vs. William Campbell, Rose and Cranfield, Converge Financial Services, Finaxa Settlements, Eaton Capital Americas, Finsolve, Advance Partners LLC, Cambridge Financial Partners LLC, Impact Finance, Manning Capital Inc., Dixon Perrot and Champion, Norsk Financial, Cooper Company Management, BNY Trading, Flemming Advisory, M&A Securities Group LLC, Pacific Continental, Ideal Merger Group, Petro Azerbaijan Corp., Anagram Plus Inc, AUFI, Blue Torch (BTOR), Vantage Equity, UDTT, Junum Inc., Spencer and Richardson Financial, Simba Mines Holdings, Douglas Ellis, Clayton Capital, East Financial Group, Fortune Gaming Corp., Instadial Tech., ISOF, Menders Prior Europe, Miller & Ross, Nanotech Industries, Raging Media Group, Sparta Matrix, TV Guide China, Warrick Management Group and its affiliates, Case No. 2:14-cv-00316-JLL (the “Litigation”). This Notice explains the nature of the Litigation and informs you of your legal rights and obligations. Unless otherwise set forth, this Notice incorporates by reference the definitions set forth in the Class Action Settlement Agreement. James Reid and similarly associated people (“Plaintiffs”) filed a class action lawsuit against William Campbell, Rose and Cranfield, Converge Financial Services, Finaxa Settlements, Eaton Capital Americas, Finsolve, Advance Partners LLC, Cambridge Financial Partners LLC, Impact Finance, Manning Capital Inc., Dixon Perrot and Champion, Norsk Financial, Cooper Company Management, BNY Trading, Flemming Advisory, M&A Securities Group LLC, Pacific Continental, Ideal Merger Group, Petro Azerbaijan Corp., Anagram Plus Inc, AUFI, Blue Torch (BTOR), Vantage Equity, UDTT, Junum Inc., Spencer and Richardson Financial, Simba Mines Holdings, Douglas Ellis, Clayton Capital, East Financial Group, Fortune Gaming Corp., Instadial Tech., ISOF, Menders Prior Europe, Miller & Ross, Nanotech Industries, Raging Media Group, Sparta Matrix, TV Guide China, Warrick Management Group and its affiliates (“Defendants”) on behalf of the Class described above. Plaintiffs allege that in the marketing, William Campbell, Rose and Cranfield, Converge Financial Services, Finaxa Settlements, Eaton Capital Americas, Finsolve, Advance Partners LLC, Cambridge Financial Partners LLC, Impact Finance, Manning Capital Inc., Dixon Perrot and Champion, Norsk Financial, Cooper Company Management, BNY Trading, Flemming Advisory, M&A Securities Group LLC, Pacific Continental, Ideal Merger Group, Petro Azerbaijan Corp., Anagram Plus Inc, AUFI, Blue Torch (BTOR), Vantage Equity, UDTT, Junum Inc., Spencer and Richardson Financial, Simba Mines Holdings,
Douglas Ellis, Clayton Capital, East Financial Group, Fortune Gaming Corp., Instadial Tech., ISOF, Menders Prior Europe, Miller & Ross, Nanotech Industries, Raging Media Group, Sparta Matrix, TV Guide China, Warrick Management Group and its affiliates, Defendants overstate the elicit guarantee of profit and liquidation of unregistered shares. Plaintiffs allege that Defendants’ conduct constituted false advertising, unfair business practices, breach of contract, fraud, and violations of Federal Trade Commission Act 15 (U.S.C. §§ 41-58). In the Litigation, Plaintiffs would seek to recover on behalf of the Class one or more of the following remedies: (a) the right to return their investments as a full refund; (b) the right to get the full promised return on their investments; (c) statutory damages for each act of false advertising knowingly directed; and (d) punitive damages. Class Counsel and the Class Representative have concluded, after due investigation and after carefully considering the relevant circumstances and the applicable law, that it would be in the best interest of the Class to enter into Litigation in order to avoid the uncertainties and to assure that the benefits reflected herein are obtained for the Class. Class Counsel believe that the most likely recovery for the class, if any, would be a refund of the invested amount, although the percentage refunded could be lower than the percentage of the promised return that was not provided. Class Counsel believes that in light of the risks of litigation, providing this argument the Class Counsel believes that adequate compensation of class members for the loss that Class Counsel believe they suffered in allegedly not getting the return as promised in Defendants’ advertisements.
In order to be a part of the Class and receive the Class Benefit, you must complete the Complaint Form attached herewith along with the any and all documents pertaining to your transaction with William Campbell, Rose and Cranfield, Converge Financial Services, Finaxa Settlements, Eaton Capital Americas, Finsolve, Advance Partners LLC, Cambridge Financial Partners LLC, Impact Finance, Manning Capital Inc., Dixon Perrot and Champion, Norsk Financial, Cooper Company Management, BNY Trading, Flemming Advisory, M&A Securities Group LLC, Pacific Continental, Ideal Merger Group, Petro Azerbaijan Corp., Anagram Plus Inc, AUFI, Blue Torch (BTOR), Vantage Equity, UDTT, Junum Inc., Spencer and Richardson Financial, Simba Mines Holdings, Douglas Ellis, Clayton Capital, East Financial Group, Fortune Gaming Corp., Instadial Tech., ISOF, Menders Prior Europe, Miller & Ross, Nanotech Industries, Raging Media Group, Sparta Matrix, TV Guide China, Warrick Management Group and its affiliates. Excluded Class Members are not eligible to receive the Class Benefit. Class Members may submit the Complaint Form electronically to [email protected].

If you have been contacted by this Authority / Regulator

Contact Us